4.2 AML/CFT Training

Status: Draft | Owner: info@managed-trust.com | Managed-by: Maya (agent) | Last Edited: 2026-02-14
PolyReg Relevance: ⭐ KEY — Training requirement for SRO membership application

Purpose

This section contains COOWN's Anti-Money Laundering and Counter-Terrorist Financing training programme including regulatory obligations, red flag identification, suspicious activity reporting, customer due diligence procedures, and crypto-specific AML risks. Mandatory for all employees handling customer interactions and financial operations. Critical for PolyReg membership.

Business Process Relevance: Compliance Training, AML/CFT Operations, Employee Competence, Regulatory Requirements
Cross-References: AML/CFT Policies, KYC, KYT, Risk Management
Review Triggers: Annual training cycles, regulatory updates, new AML typologies, employee onboarding, audit findings

Documents

AML/CFT training curriculum, assessment materials, certification records, and refresher schedules to be developed per PolyReg requirements.