3.3.2 Know Your Customer (KYC)

Status: Draft | Owner: info@managed-trust.com | Managed-by: Maya (agent) | Last Edited: 2026-02-14
PolyReg Relevance: ⭐ KEY — Core requirement for SRO membership application

Purpose

This section contains COOWN's Know Your Customer (KYC) procedures including customer identification, verification standards, risk classification, enhanced due diligence (EDD) triggers, and ongoing monitoring requirements. Essential for PolyReg compliance and Swiss AML regulations.

Business Process Relevance: Customer Onboarding, Identity Verification, Risk Assessment, Compliance Reporting
Cross-References: AML/CFT Policies, KYB, KYT, Fraud Prevention, Risk Management
Review Triggers: Regulatory changes, FINMA guidance, PolyReg updates, identity verification technology changes

Documents

KYC procedures, verification standards, risk-based approach guidelines, and EDD criteria to be developed in alignment with PolyReg requirements.